Trade Surveillance Lead

Trade Surveillance Lead

Toronto, ON (Hybrid) | Contract | Capital Markets Compliance

Only candidates with valid work authorization in Canada may apply.

About the Role

We are seeking an experienced Trade Surveillance Lead to drive the implementation, enhancement, and ongoing effectiveness of trade and e-communications surveillance programs within a capital markets compliance environment. Acting as the primary liaison between Compliance, Trading, Technology, and vendor teams, you will lead surveillance platform initiatives across multiple asset classes and jurisdictions, ensuring monitoring controls meet regulatory expectations and deliver high-quality, actionable alerts.

Key Responsibilities

• Lead the implementation and enhancement of trade surveillance platforms (e.g., Nice Actimize, Trading H...