Supervisor, Business Integrity at Questrade

Elevate your career as Supervisor, Business Integrity at Questrade. In this hybrid role, you'll ensure compliance through audits while managing regulatory processes and employee conduct.
Questrade seeks a Supervisor in Business Integrity to collaborate with compliance teams and various departments. This position demands expertise in regulatory reporting, conducting audits, and providing guidance on compliance standards. You'll facilitate clarity in business conduct and directly contribute to enhancing corporate registration processes.
Key Responsibilities:
• Develop compliance policies and procedures with stakeholders
• Coordinate timely regulatory reporting and compliance audits
• Prepare quarterly reports for the Questrade Group
• Maintain corporate registration profiles and filings
• Conduct employee supervision and assess violations
Requirements:
• 5+ years industry experience in compliance or audit roles
• Knowledge of Canadian securities regulations ...