Senior Regulatory Compliance Leader for a New Brokerage

Banco Plata is seeking a senior Internal Controller for its new brokerage firm in Mexico City. This statutory role ensures regulatory compliance as the firm gears up for CNBV licensing.

Key responsibilities include establishing an internal audit plan, reviewing regulatory manuals for submission, and ensuring the firm is ready for CNBV inspections. A minimum of 8 years in regulatory environments and a current AMIB Contralor Normativo certification are mandated. Bilingual proficiency in English and Spanish is essential.