Opportunity Description
Enhance regulatory oversight within Canada's securities market as a Senior Oversight Analyst at the BC Securities Commission. Lead audits, analyze compliance, and shape policies from our downtown Vancouver office.
As a Senior Oversight Analyst, you will oversee securities market infrastructure, including self-regulatory organizations and clearing agencies. This role demands in-depth regulatory analysis and collaboration with internal and external stakeholders. You will be at the forefront of ensuring compliance, identifying risks, and contributing to significant regulatory frameworks shaping BC's investment landscape.
Key Responsibilities:
• Review regulatory filings for compliance and risk identification
• Oversee self-regulatory organizations and marketplaces
• Conduct risk-based on-site audits to assess operations
• Prepare insightful analysis for senior decision-making
• Mentor junior team members to enhance oversight capacity
Requirements:
• Degree in bu...
As a Senior Oversight Analyst, you will oversee securities market infrastructure, including self-regulatory organizations and clearing agencies. This role demands in-depth regulatory analysis and collaboration with internal and external stakeholders. You will be at the forefront of ensuring compliance, identifying risks, and contributing to significant regulatory frameworks shaping BC's investment landscape.
Key Responsibilities:
• Review regulatory filings for compliance and risk identification
• Oversee self-regulatory organizations and marketplaces
• Conduct risk-based on-site audits to assess operations
• Prepare insightful analysis for senior decision-making
• Mentor junior team members to enhance oversight capacity
Requirements:
• Degree in bu...
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