Opportunity Description
Drive compliance excellence with TD Asset Management as a Senior Manager in Toronto. This role combines advisory expertise with regulatory oversight to strengthen compliance frameworks and processes.
As the Senior Manager, Business Compliance Oversight, you will report directly to the Chief Compliance Officer and interact with various stakeholders. Your focus on Regulatory Compliance Management (RCM) and regulatory change will be essential in guiding TD Asset Management's compliance strategies. The position requires a proactive approach to assess risks, implement controls, and foster robust relationship management in compliance activities.
Key Responsibilities: • Lead compliance reviews of regulatory changes • Act as subject matter expert on emerging regulatory risks • Execute international regulatory change management programs • Manage compliance during regulatory examinations and audits • Develop and implement policies to meet regulatory requirements
Requir...
As the Senior Manager, Business Compliance Oversight, you will report directly to the Chief Compliance Officer and interact with various stakeholders. Your focus on Regulatory Compliance Management (RCM) and regulatory change will be essential in guiding TD Asset Management's compliance strategies. The position requires a proactive approach to assess risks, implement controls, and foster robust relationship management in compliance activities.
Key Responsibilities: • Lead compliance reviews of regulatory changes • Act as subject matter expert on emerging regulatory risks • Execute international regulatory change management programs • Manage compliance during regulatory examinations and audits • Develop and implement policies to meet regulatory requirements
Requir...
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