Senior Manager, Audit & Regulatory Compliance (Toronto)

Requisition ID:

Job Overview

Leads and oversees the compliance management function for the Audit Department ensuring Audit’s strategies, plans and initiatives are executed/delivered in compliance with governing regulations and internal policies and procedures of the Bank and Department. This includes challenge of regulatory issues closures, coordinate the Department’s compliance against the various pillars of Regulatory Compliance Management including maintenance of regulatory libraries and Compliance Risk and Control Assessment (CRCA); conduct Audit’s self assessment and manage related issues; maintenance and ensure compliance with various internal Audit policies. The role has quarterly reporting responsibilities related to compliance activities.

Responsibilities

• Coordinate the Internal Audit process of tracking, testing and closure of global regulatory Issues, both on the business and on Audit. Tasks include maintaining records of the stat...