Senior Financial Accountant

Senior Financial Accountant

Reporting to the Financial Controller, the Senior Financial Accountant plays a key role within the finance function of an investment dealer, overseeing financial reporting, regulatory filings, and accounting policy execution. This role ensures accurate, timely, and compliant financial information in accordance with applicable securities regulatory requirements and accounting standards.

Responsibilities

• Prepare the monthly and annual regulatory reports for a CIRO and FINRA registered dealer
• Responsible for the weekly preparation of management reporting and regulatory capital calculations
• Preparation of monthly indirect tax filings
• Prepare audit schedules and support the annual external audit and other regulatory audits as required, acting as a key point of contact for external auditor field work inquiries
• Support treasury activities, including cash monitoring and cash management a...