Senior Director, Wealth Advisory Oversight

Join ScotiaMcLeod as the Senior Director of Wealth Advisory Oversight, bringing strategic leadership to risk management and compliance across the national wealth advisory network.

In this role at ScotiaMcLeod, you will direct the supervision team while ensuring effective controls for approximately 1,400 registrants in 91 branches. Collaborating with various internal and external stakeholders, you will embed governance and risk appetite into the operational framework at all levels.

Key Responsibilities:
• Oversee deployment of supervision changes across branches
• Identify and address control gaps and red flags
• Drive implementation of risk management frameworks
• Manage compliance findings and regulatory commitments
• Develop a high-performance team through talent inclusion

Requirements:
• Minimum 5 years in first-line supervision within financial services
• Extensive knowledge of conduct risk and complia...