Senior Director for Regulatory Strategy

Elevate compliance at ATB Securities Inc. as the Senior Director of Regulatory Initiatives & Dealer Strategy. Oversee high-impact projects and ensure adherence to regulatory changes.
This pivotal senior role focuses on bridging daily compliance with firm-wide strategic initiatives. You will lead the development of policies, manage technology implementations, and ensure regulatory alignment for upcoming product launches. Collaborate actively with internal teams and external partners to enhance compliance frameworks.
Key Responsibilities:
• Supervise implementation of regulatory changes within firm strategy
• Serve as CIRO contact for business change filings
• Develop and maintain compliance policies and training initiatives
• Manage technology compliance projects and stakeholder engagement
• Oversee tracking and review of regulatory changes
Requirements:
• 7-10 years in senior compliance roles within Canadian Investment Dealers
• 5+ years of leadership expe...