Senior Compliance Supervisor at National Bank

Elevate your compliance expertise as a Senior Compliance Supervisor with National Bank. Oversee regional compliance activities for Wealth Management Advisors in a hybrid work environment.
In this pivotal role, you will manage compliance oversight for WMAs and ensure adherence to NBC's policies and regulatory requirements. Your responsibilities include acting as a liaison among internal partners and regulatory bodies, reviewing compliance documentation, and conducting branch visits to support a culture of effective risk management and education.
Key Responsibilities:
• Liaise with internal and external compliance partners
• Ensure compliance activities align with internal policies
• Review client account documentation for compliance
• Conduct scheduled branch visits to assess compliance
• Promote risk identification and management culture
Requirements:
• University degree and 5+ years in compliance roles
• 3+ years as a Compliance Supervisor
• CIRO super...