Regional Supervision Officer

Responsibilities

• Supports sales supervision activities and regulatory activities for designated branches to meet all regulatory requirements.
• Acts as a back-up to address escalated supervisory issues as required.
• Makes recommendations to management about risk and regulatory requirements and supervision.
• Provides advice and guidance on appropriate policies, processes and other key execution activities for supervision.
• Recommends and implements solutions based on analysis of issues and implications for the business and the client.
• Assists in the development of strategic plans.
• Identifies emerging issues and trends to inform decision‑making.
• Helps determine business priorities and best sequence for execution of business/group strategy.
• Conducts independent analysis and assessment to resolve strategic issues.
• Breaks down strategic problems, and analyses data and information to pr...