Questrade Compliance Analyst for Client Onboarding

Join Questrade Financial Group as a Compliance Analyst focused on Client Onboarding. Utilize your analytical skills to improve client account management while working in a hybrid setting.

As part of the Compliance Client Onboarding team, your role involves ensuring that all client accounts are accurately reviewed and comply with IIROC/FINTRAC regulations. Your problem-solving capability combined with exceptional communication will enhance the customer experience while securing regulatory compliance throughout the onboarding process.

Key Responsibilities:
• Approve or reject client accounts based on guidelines
• Perform due diligence on account applications
• Assist sales teams with client onboarding challenges
• Stay updated with regulatory changes and impacts
• Collaborate with business units on account workflows

Requirements:
• At least 2 years of relevant CIRO regulatory experience
• Strong proficiency ...