Operations Leadership at Mandeville

Take the helm in operations leadership at Mandeville, managing the Introducing Broker framework with a focus on compliance and operational efficiency. This position is essential for ensuring adherence to CIRO regulations.
In this pivotal Director role, you will oversee the operational relationships with Fidelity Clearing Canada and ensure regulatory compliance throughout all operations. You’ll guide staff in best practices and compliance training, direct the integrity of data management, and support Investment Advisors in client account transitions. Your leadership will be instrumental in achieving operational success.
Key Responsibilities:
• Oversee operational compliance and regulatory adherence
• Manage key third-party service provider relationships
• Ensure timely and accurate processing of operations
• Lead training initiatives for regulatory and operational awareness
• Maintain comprehensive operational policies and internal controls
Requirements:
• Bac...