Managing Director - Chief Compliance Officer, Capital Markets Canada

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Leads the second line Capital Markets Compliance Program in Canada, as well as the Global Control Room and the BMO Volcker Compliance Office (VCO). The role supports complex and sophisticated businesses, including underwritings, corporate lending, project financing, merchant banking, securitizations, foreign exchange, derivatives, mergers and acquisitions advisory and execution services, treasury and market risk management services, research and institutional sales and development, and trading of a wide and constantly evolving variety of structured and highly complex instruments and products. Manages operating functions within the Bank’s Global Control Room which include the Conflicts Clearance Program and the Grey/Restricted List Program