Manager, Compliance Monitoring & Testing

Department / Branch: Compliance Department

Reports To: Deputy Head of Compliance

Employment Type: Full-Time

Location: TorontoDowntown Head Office

Responsibilities

• Maintain up-to-date knowledge of applicable regulatory requirements (e.g., FINTRAC, OSFI, FCAC, CDIC, OPC) and support the implementation and ongoing enhancement of the Bank’s Regulatory Compliance Management (RCM) Program.
• Lead and execute the Bank’s Compliance Monitoring and Testing Program, including planning, scoping, methodology design, and execution of periodic testing activities.
• Develop and maintain the annual testing plan and calendar, ensuring alignment with evolving regulatory expectations, internal policies, and changes in business processes.
• Identify, assess, and document control gaps, observations, and issues; collaborate with business units to develop practical remediation plans, and track issues ...