Opportunity Description
Become a vital member of Scotiabank as a Senior Compliance Officer, focused on capital markets trading oversight and compliance monitoring. Excel in a role emphasizing regulatory adherence and training.
In this critical position, you will spearhead the compliance practices in the Global Banking and Markets & Treasury unit. The Senior Compliance Officer will analyze trading alerts, support the Compliance team, and develop comprehensive training for employees. Your expertise in regulatory frameworks will guide the organization in aligning with compliance standards.
Key Responsibilities:
• Review and analyze automated surveillance trading alerts
• Produce compliance reports for various business units
• Mentor Compliance Officers and team members
• Investigate and resolve regulatory inquiries
• Create and implement compliance training sessions
Requirements:
• 5 to 7 years of compliance experience in finance
• Familiarity with complex trading instruments
• C...
In this critical position, you will spearhead the compliance practices in the Global Banking and Markets & Treasury unit. The Senior Compliance Officer will analyze trading alerts, support the Compliance team, and develop comprehensive training for employees. Your expertise in regulatory frameworks will guide the organization in aligning with compliance standards.
Key Responsibilities:
• Review and analyze automated surveillance trading alerts
• Produce compliance reports for various business units
• Mentor Compliance Officers and team members
• Investigate and resolve regulatory inquiries
• Create and implement compliance training sessions
Requirements:
• 5 to 7 years of compliance experience in finance
• Familiarity with complex trading instruments
• C...
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