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Investment Fund Regulatory Analyst Calgary
Alberta Securities Commission
Opportunity Description
Become an Investment Fund Analyst with the Alberta Securities Commission in Calgary, Alberta, where regulatory compliance meets financial analysis. This hybrid role is ideal for professionals with a strong background in capital markets.
Reporting to the Corporate Disclosure & Financial Analysis Manager, you will be responsible for evaluating disclosures for mutual funds and ETFs. The role suits candidates with experience in financial reporting seeking to engage in regulatory initiatives and compliance evaluations, working closely with issuers and legal counsel.
Key Responsibilities:
• Review investment fund compliance disclosures
• Identify and address complex filing issues
• Track deadlines and maintain filing accuracy
• Engage in CSA policy contribution efforts
• Prepare documentation for prospectus approvals
Requirements:
• A university degree in finance or related field
• Minimum 4 years of analyst experience
• Strong financial and analytical skills...
Reporting to the Corporate Disclosure & Financial Analysis Manager, you will be responsible for evaluating disclosures for mutual funds and ETFs. The role suits candidates with experience in financial reporting seeking to engage in regulatory initiatives and compliance evaluations, working closely with issuers and legal counsel.
Key Responsibilities:
• Review investment fund compliance disclosures
• Identify and address complex filing issues
• Track deadlines and maintain filing accuracy
• Engage in CSA policy contribution efforts
• Prepare documentation for prospectus approvals
Requirements:
• A university degree in finance or related field
• Minimum 4 years of analyst experience
• Strong financial and analytical skills...
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