Opportunity Description
Take on the role of Field Supervision Manager with Manuvie in Vancouver. Oversee compliance processes, advisor training, and complex supervisory reviews in a hybrid setting.
This senior position requires a strategic approach to compliance management, engaging with advisor teams while ensuring adherence to regulatory standards. You will navigate complex issues, document rationales, and oversee tier supervision to promote collaboration between compliance and advisory staff, ultimately enhancing operational effectiveness and compliance culture.
Key Responsibilities:
• Conduct annual branch reviews for compliance
• Mentor and support Field Supervision Associates
• Document supervisory decisions and handle escalations
• Collaborate with legal and operations teams
• Monitor and drive continuous improvement in compliance
Requirements:
• Fluent in Cantonese and Mandarin
• 5-7 years of compliance experience
•...
This senior position requires a strategic approach to compliance management, engaging with advisor teams while ensuring adherence to regulatory standards. You will navigate complex issues, document rationales, and oversee tier supervision to promote collaboration between compliance and advisory staff, ultimately enhancing operational effectiveness and compliance culture.
Key Responsibilities:
• Conduct annual branch reviews for compliance
• Mentor and support Field Supervision Associates
• Document supervisory decisions and handle escalations
• Collaborate with legal and operations teams
• Monitor and drive continuous improvement in compliance
Requirements:
• Fluent in Cantonese and Mandarin
• 5-7 years of compliance experience
•...
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