Field Supervision Analyst at Manulife

Contribute to compliance and supervision as a Field Supervision Analyst at Manulife. This hybrid role focuses on reviewing trade reports and supporting senior managers in compliance matters.
As a mid-level analyst at Manulife, you will be accountable for executing Tier 1 supervisory activities. Your responsibilities will encompass reviewing documentation, approving new accounts, and ensuring adherence to regulatory guidelines. You will work closely with advisor teams on compliance inquiries and assist in investigations, helping to maintain smooth operations and compliance success.
Key Responsibilities:
• Perform Tier 1 supervision of trade reports
• Review and approve KYC updates and new accounts
• Communicate compliance inquiries to advisor teams
• Assist in regulatory inquiries and complaint investigations
• Maintain records of supervisory decisions accurately
Requirements:
• Registration as Supervisor and Representative with CIRO
• 2-4+ years of related...