Compliance Manager – Regulatory Compliance

Compliance Manager – Regulatory Compliance | Pretoria

A leading asset management organisation is seeking a Compliance Manager – Regulatory Compliance to support the effective management of regulatory compliance risk and provide assurance to management, governance structures and regulators that the organisation operates in accordance with applicable legislation, regulations, policies, client mandates and industry best practice.

The successful candidate will play a key role in developing and implementing compliance frameworks, monitoring regulatory requirements, conducting compliance reviews and providing guidance across the investment environment.

• Support the development and implementation of the regulatory compliance strategy and framework.

• Monitor compliance with applicable legislation, regulatory requirements, internal policies and client mandates.

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