Opportunity Description
Lead compliance initiatives with IGM Financial as a Compliance Manager based in Montreal. Ensure regulatory adherence and support investment registrants while fostering a hybrid work culture.
As a Compliance Manager, you will supervise compliance activities across Canada. With over seven years' experience, you will handle regulatory obligations, conduct training, and resolve compliance inquiries. Your expertise will shape good business practices and promote a culture of accountability and continuous improvement within the organization.
Key Responsibilities:
• Conduct daily and monthly trading reviews for compliance
• Support investment registrants with regulatory issues
• Manage training programs and compliance commitments
• Participate in internal reviews and audits
• Implement best practices for complaint resolution
Requirements:
• 7+ years in compliance-related roles
• Degree or diploma in a relevant fi...
As a Compliance Manager, you will supervise compliance activities across Canada. With over seven years' experience, you will handle regulatory obligations, conduct training, and resolve compliance inquiries. Your expertise will shape good business practices and promote a culture of accountability and continuous improvement within the organization.
Key Responsibilities:
• Conduct daily and monthly trading reviews for compliance
• Support investment registrants with regulatory issues
• Manage training programs and compliance commitments
• Participate in internal reviews and audits
• Implement best practices for complaint resolution
Requirements:
• 7+ years in compliance-related roles
• Degree or diploma in a relevant fi...
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