Compliance Focused Senior Registration Officer

Become a pivotal part of Haywood Securities Inc. as a Senior Registration Officer based in Toronto or Vancouver. This role demands exceptional attention to detail in regulatory compliance and training management.

You will be responsible for the oversight of registration and compliance processes related to Canadian and US regulations. In addition to managing registrations, this position will involve engaging with regulatory bodies and ensuring that staff meets all training and compliance standards.

Key Responsibilities:
• Execute and maintain registration requirements for staff
• Address escalated registration concerns to leadership
• Support the implementation of compliance workflows
• Manage inquiries related to registration processes
• Keep abreast of industry best practices through engagement

Requirements:
• 5-6 years industry experience, focusing on registration
• Strong communication and customer serv...