Compliance Analyst

Job Title: Investment Analyst

Job Description

We are seeking a diligent Investment Analyst to assist with migrating legacy Gifts and Entertainment data into a new compliance module. This role involves supporting testing, rollout, user documentation, and organizing compliance records to meet data retention requirements.

Responsibilities

• Migrate legacy Gifts and Entertainment data into the new ComplySci module.
• Assist with testing, rollout support, and create user documentation for new processes.
• Organize and classify compliance records to support data retention requirements.
• Clean up shared compliance data repositories to improve consistency, accessibility, and governance.
• Support administrative aspects of the expanded personal trading monitoring process, including managing consent letters, broker follow-ups, and ensuring proper capture of account information in ComplySci.

...