Q
Client Onboarding Compliance Analyst Role
Questrade Financial Group
Opportunity Description
Join Questrade Financial Group as a Client Onboarding Compliance Analyst and help shape the future of financial services. This hybrid role emphasizes efficiency in processing account approvals while maintaining strict compliance standards.
You will be responsible for reviewing and approving client accounts, ensuring adherence to IIROC and FINTRAC rules. Your analytical mindset will enable you to work effectively with various departments while resolving account opening challenges. If you possess excellent communication skills and a customer service orientation, this position is perfect for you.
Key Responsibilities:
• Assess and approve client accounts in compliance with regulations
• Support AML policies in account administration
• Perform thorough due diligence for client onboarding
• Assist in resolving account issues with sales and service teams
• Liaise with multiple business units on compliance matters
Requirements:
• Strong understanding of securities i...
You will be responsible for reviewing and approving client accounts, ensuring adherence to IIROC and FINTRAC rules. Your analytical mindset will enable you to work effectively with various departments while resolving account opening challenges. If you possess excellent communication skills and a customer service orientation, this position is perfect for you.
Key Responsibilities:
• Assess and approve client accounts in compliance with regulations
• Support AML policies in account administration
• Perform thorough due diligence for client onboarding
• Assist in resolving account issues with sales and service teams
• Liaise with multiple business units on compliance matters
Requirements:
• Strong understanding of securities i...
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