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Business Integrity Supervisor at Questrade
Questrade Financial Group
Opportunity Description
Elevate your career as a Business Integrity Supervisor with Questrade. This hybrid role focuses on compliance, audits, and regulatory advisement to maintain integrity in operations.
As the Supervisor of Business Integrity, you will collaborate with compliance teams and business units, ensuring adherence to regulations through audits and testing. A key subject matter expert, you will guide the organization on corporate and individual registration, monitoring regulatory changes, and advising on conduct requirements.
Key Responsibilities:
• Develop and enhance products for compliance
• Coordinate timely regulatory reporting
• Prepare quarterly reports for Questrade Group
• Manage audits with regulators and third parties
• Lead compliance coaching for officers and analysts
Requirements:
• In-depth Canadian securities industry knowledge
• 5+ years of industry experience
• 3+ years in compliance or audit
• Strong communication skills
• Problem-solving a...
As the Supervisor of Business Integrity, you will collaborate with compliance teams and business units, ensuring adherence to regulations through audits and testing. A key subject matter expert, you will guide the organization on corporate and individual registration, monitoring regulatory changes, and advising on conduct requirements.
Key Responsibilities:
• Develop and enhance products for compliance
• Coordinate timely regulatory reporting
• Prepare quarterly reports for Questrade Group
• Manage audits with regulators and third parties
• Lead compliance coaching for officers and analysts
Requirements:
• In-depth Canadian securities industry knowledge
• 5+ years of industry experience
• 3+ years in compliance or audit
• Strong communication skills
• Problem-solving a...
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