Associate - Transfer Agency

Primary Responsibilities

• Act as a point of contact for Clients and Investors as it relates to transfer agency matters.
• Responsible for processing investor transactions such as subscriptions, redemptions and transfers for your client’s book.
• Review of due diligence documents and liaise with investors/clients for missing KYC and work in conjunction with our KYC team on your client book at investment stage.
• Ensure accurate and timely processing of shareholder trades.
• Ensure release of trade confirmations, contract notes and account statements by agreed deadline.
• Maintain of shareholder files and investor records.
• Be Client focused and strive to provide excellence in the service to Investors, internal and external Clients.
• Should have a good understanding of regulatory and audit requirements to ensure all the requirements are fulfilled.
• Ability to prioritize multiple tasks by utilizing eff...