Assistant Compliance & AML Manager - Head Office - Durban

CORE PURPOSE OF THE JOB

 To manage regulatory and reputational risk at the Bank.

 MAIN FUNCTIONS OF THE JOB

 Assists the Manager in the overall management of Regulatory Risk

• Ensure compliance with current laws, regulations, guidance notes and supervisory requirements or provisions


• Ensure that the Bank is not subjected to prosecution, levied with fines or its licence affected in any way


• Prepare a Compliance Functional Plan for the following year and obtain Audit Committee approval


• Report on progress with the Compliance Functional Plan for the year


• Prioritise legislation for analysing for the year


• Analyse the legislation pertaining to banking by preparing Risk Management Plans for each prioritized Act, Action Plans and ensure embedded in Departmental Manuals


• Inform management of legislative up...